WB has experience in assisting clients during regulatory examinations. We provide full-service assistance throughout the examination process. We will help navigate you through any complicated regulatory examination or investigation. WB will assist our clients:
• Advise on pre-examination preparation
• Responding to regulators' inquiries,
• Assist and review with document production
• Facilitate engagement with regulators
• Draft detailed submissions to explain areas of concerns
• Represent employees being interviewed by the regulators
• Prepare and coordinate responses
• Recommend, coordinate and monitor corrective action steps
• Assist with any post-examination follow-up that may be necessary